Description

The Securities and Exchange Commission announced today that Paul G. Cellupica has been named Deputy Director of the agency's Division of Investment Management.

Mr. Cellupica will oversee a number of the division's strategic, rulemaking, and industry engagement initiatives.He will also serve as a senior advisor to the Director, Dalia Blass.

"Paul's extensive experience and knowledge of investor needs, and understanding of how the Commission and its staff operate, will be tremendous assets to the agency during a critical period of change and evolution in the investment management industry,"said Ms. Blass. "He is committed to advancing the SEC's regulatory priorities in a thoughtful and strategic way, in order to promote the long-term interests of investors."

"It's a privilege to return to the Commission at a time of great importance for the country's millions of investors who look to mutual funds and other investment products to help them prepare for retirement and other financial needs,"said Mr. Cellupica. "I am honored and excited to have the opportunity to work with Dalia and all of the other dedicated and talented professionals in the Division of Investment Management and across the agency."

Mr. Cellupica most recently was Managing Director and General Counsel for Securities Law at Teachers Insurance and Annuity Association of America (TIAA), where his responsibilities included legal support for the TIAA-CREF mutual fund complex.Prior to that he was Chief Counsel for the Americas at MetLife, Inc., where he had responsibility for legal support of MetLife's financial services businesses in the U.S. and Latin America.

Mr. Cellupica served with the SEC between 1996 and 2004 in a number of capacities in the Division of Investment Management and the Division of Enforcement, including as Assistant Director in the Division of Investment Management from 2001 to 2004.He received the SEC's Martha Platt Award in 2002 in recognition of his exceptional dedication, excellence and integrity, and the Law and Policy Award in 2003.

Mr. Cellupica received a B.A. magna cum laude from Harvard College and a J.D. cum laude from Harvard Law School.He served as a law clerk for Judge David Nelson of the U.S. Court of Appeals for the Sixth Circuit.

Comments
Order by: 
Per page:
 
  • There are no comments yet
   Comment Record a video comment
 
 
 
     
Related Feed Entries
The Securities and Exchange Commission today announced the opening of registration for its compliance outreach programs national seminar for investment companies and investment advisers. The event is intended to help Chief Compliance Officers (CCOs) and other senior personnel at investment companies and investment advisory firms to enhance their compliance programs for the protection of investors. The SECs Office of Compliance Inspections and Examinations (OCIE), Division of Investment Manageme…
7 days ago · From Securities Exchange Commission
The Securities and Exchange Commission today announced that Gerald W. Hodgkins, an Associate Director of the Division of Enforcement, will leave the agency at the end of this year for private practice. During his tenure of two decades at the SEC, Mr. Hodgkins has overseen more than 100 enforcement actions covering the full breadth of the agency's jurisdiction, including issuer reporting and disclosure fraud, violations of the Foreign Corrupt Practices Act, and misconduct by entities regulated b…
21.12.2017 · From Securities Exchange Commission
The Securities and Exchange Commission today announced that Kenneth A. Johnson has been named the agency's Chief Operating Officer (COO).Mr. Johnson has served as Acting COO since February 2017. In his role as COO, Mr. Johnson oversees the SEC's operational and administrative functions, including the agency's Office of Human Resources; Office of Acquisitions; Office of Information Technology; Office of Strategic Initiatives; Office of Financial Management; and Office ofSupport Operations, which…
14.12.2017 · From Securities Exchange Commission
The Securities and Exchange Commission today announced that Gary Barnett, Deputy Director in the Division of Trading and Markets, will retire from the agency at the end of the year. Since January 2015, Mr. Barnett has overseen the divisions Office of Broker-Dealer Finances, Office of Derivatives Policy, Office of Trading Practices, its Volcker rule team, and its participation in various global regulatory initiatives. In addition, he has been a member of the agencys Cybersecurity Working Group a…
13.12.2017 · From Securities Exchange Commission
In recognition of the importance of sound data security practices and protocols for sensitive, non-public information, the Securities and Exchange Commission today modified its approach to the pending requirement for registered investment companies to file Form NPORT electronically while the agency continues its previously announced review and uplift of its EDGAR and other systems. For the first nine months after the Form N-PORT compliance date of June 1, 2018, larger fund groups will maintain …
08.12.2017 · From Securities Exchange Commission
Rate
0 votes
Info
Michael Blair
Time is your GREATEST asset
20.11.2017 (20.11.2017)
27 Views
0 Subscribers
Recommend