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The Securities and Exchange Commission today charged California-based Wells Fargo & Co.for misleading investors about the success of its core business strategy at a time when it was opening fake accounts for unknowing customers and sellingSource: Securities Exchange Commission
22 hours ago · From Securities Exchange Commission
The Securities and Exchange Commission today announced settled charges against blockchain technology startup Enigma MPC for conducting an unregistered offering of securities in the form of an initial coin offering (ICO). Enigma, based in San FranciscoSource: Securities Exchange Commission
3 days ago · From Securities Exchange Commission
The Securities and Exchange Commission announced charges against alcohol producer Diageo plc for failing to make required disclosures of known trends relating to the shipments of unneeded products by its North American subsidiary to distributors.Source: Securities Exchange Commission
3 days ago · From Securities Exchange Commission
The Securities and Exchange Commission today announced an emergency enforcement action and a temporary restraining order and asset freeze against Florida-based private real estate firm EquiAlt LLC, its CEO Brian Davison, and its Managing Director BarrySource: Securities Exchange Commission
4 days ago · From Securities Exchange Commission
The Securities and Exchange Commission today proposed to modernize the infrastructure for the collection, consolidation, and dissemination of market data for exchange-listed national market system (NMS) stocks. The proposal would update and expandSource: Securities Exchange Commission
8 days ago · From Securities Exchange Commission